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DashboardRegulations DirectoryFCA bans senior manager for lack of honesty and integrity
UK JurisdictionEnforceable Ruleset2 Active Controls

FCA bans senior manager for lack of honesty and integrity

Authentic statutory obligations decomposed into atomic machine-actionable conditions, actions, and verification standards.

Official Legal Text
Mediumobligation98% AI Match
Approved

Obligation Control 1: The FCA has banned Howard Roland Duckett from working in financial services due to a serio

The FCA has banned Howard Roland Duckett from working in financial services due to a serious lack of honesty and integrity.

Required Actions & Enforcement

Action Type:VERIFY_POLICY_ENFORCEMENT

Trigger Conditions (AST Logic)OP: AND

statutory.clause_1.verifiedEQUALStrue
Mediumobligation98% AI Match
Approved

Obligation Control 2: Mr Duckett was a senior manager at Beauforce Corporation Limited, a debt management firm

Mr Duckett was a senior manager at Beauforce Corporation Limited, a debt management firm. The High Court has disqualified Mr Duckett from acting as a company director for 10 years. It found that he had failed to maintain adequate records while director of an unrelated company.The Court also found that Mr Duckett repeatedly lied and attempted to rely on fabricated evidence to distance himself from the company and deny that he was a director. This

Required Actions & Enforcement

Action Type:VERIFY_POLICY_ENFORCEMENT

Trigger Conditions (AST Logic)OP: AND

statutory.clause_2.verifiedEQUALStrue